SEC Form 4 · accession 0001016125-16-000256
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Phenicie
Officer — Senior VP, Workplace Sales
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 500 | $204.10 | D | 58,783 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 1,800 | $209.60 | D | 56,983 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 750 | $210.96 | D | 56,233 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 4,350 | $211.99 | D | 51,883 | D | |
| Common StockF1 | Nov 8, 2016 | S | 100 | $212.76 | D | 51,783 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 11, 2016.
- F2The sales price represents the weighted average sales price ranging in price from $209.00 to $209.84. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $210.44 to $211.26. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $211.75 to $212.39. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.