SEC Form 4 · accession 0001016125-16-000255
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Scherr
Officer — Vice-Chairman & COO · Director
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 1,100 | $204.10 | D | 355,139 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 4,740 | $207.324 | D | 350,399 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 9,483 | $208.361 | D | 340,916 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 8,335 | $209.602 | D | 332,581 | D | |
| Common StockF1,F5 | Nov 8, 2016 | S | 9,300 | $210.482 | D | 323,281 | D | |
| Common StockF1,F6 | Nov 8, 2016 | S | 6,205 | $211.453 | D | 317,076 | D | |
| Common StockF1,F7 | Nov 8, 2016 | S | 4,174 | $212.514 | D | 312,902 | D | |
| Common StockF1,F8 | Nov 8, 2016 | S | 200 | $214.085 | D | 312,702 | D | |
| Common StockF9 | Nov 8, 2016 | S | 400 | $204.10 | D | 312,302 | D | |
| Common StockF9,F10 | Nov 8, 2016 | S | 975 | $207.626 | D | 311,327 | D | |
| Common StockF9,F11 | Nov 8, 2016 | S | 1,934 | $208.457 | D | 309,393 | D | |
| Common StockF9,F12 | Nov 8, 2016 | S | 1,817 | $209.658 | D | 307,576 | D | |
| Common StockF9,F13 | Nov 8, 2016 | S | 2,017 | $210.57 | D | 305,559 | D | |
| Common StockF9,F14 | Nov 8, 2016 | S | 1,275 | $211.509 | D | 304,284 | D | |
| Common StockF9,F15 | Nov 8, 2016 | S | 1,057 | $212.661 | D | 303,227 | D | |
| Common StockF9,F16 | Nov 8, 2016 | S | 200 | $214.205 | D | 303,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.
- F10The sales price represents the weighted average sales price ranging in price from $207.090 to $208.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F11The sales price represents the weighted average sales price ranging in price from $208.015 to $208.890. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F12The sales price represents the weighted average sales price ranging in price from $209.100 to $210.025. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F13The sales price represents the weighted average sales price ranging in price from $210.120 to $211.050. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F14The sales price represents the weighted average sales price ranging in price from $211.160 to $212.120. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F15The sales price represents the weighted average sales price ranging in price from $212.215 to $213.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F16The sales price represents the weighted average sales price ranging in price from $213.540 to $214.870. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F2The sales price represents the weighted average sales price ranging in price from $206.910 to $207.885. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $207.930 to $208.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $208.955 to $209.920. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $209.990 to $210.990. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $211.015 to $212.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $212.030 to $213.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F8The sales price represents the weighted average sales price ranging in price from $213.300 to $214.870. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F9The transactions reported on this Form 4 were effected pursuant to a separate Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.