SEC Form 4 · accession 0001016125-16-000254
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell K Dauerman
Officer — Exec. VP, CFO and Treasurer
Period of report
Nov 8, 2016
Accepted (ET)
Nov 8, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2016 | S | 100 | $204.10 | D | 133,890 | D | |
| Common StockF1,F2 | Nov 8, 2016 | S | 570 | $207.754 | D | 133,320 | D | |
| Common StockF1,F3 | Nov 8, 2016 | S | 900 | $208.572 | D | 132,420 | D | |
| Common StockF1,F4 | Nov 8, 2016 | S | 900 | $209.874 | D | 131,520 | D | |
| Common StockF1,F5 | Nov 8, 2016 | S | 1,000 | $211.011 | D | 130,520 | D | |
| Common StockF1,F6 | Nov 8, 2016 | S | 400 | $212.538 | D | 130,120 | D | |
| Common StockF7 | Nov 8, 2016 | S | 1,200 | $204.10 | D | 128,920 | D | |
| Common StockF7,F8 | Nov 8, 2016 | S | 2,626 | $207.321 | D | 126,294 | D | |
| Common StockF7,F9 | Nov 8, 2016 | S | 4,719 | $208.385 | D | 121,575 | D | |
| Common StockF7,F10 | Nov 8, 2016 | S | 4,430 | $209.634 | D | 117,145 | D | |
| Common StockF7,F11 | Nov 8, 2016 | S | 4,742 | $210.594 | D | 112,403 | D | |
| Common StockF7,F12 | Nov 8, 2016 | S | 3,146 | $211.521 | D | 109,257 | D | |
| Common StockF7,F13 | Nov 8, 2016 | S | 2,157 | $212.653 | D | 107,100 | D | |
| Common StockF7,F14 | Nov 8, 2016 | S | 200 | $214.205 | D | 106,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.
- F10The sales price represents the weighted average sales price ranging in price from $209.020 to $209.995. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F11The sales price represents the weighted average sales price ranging in price from $210.085 to $211.050. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F12The sales price represents the weighted average sales price ranging in price from $211.160 to $212.150. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F13The sales price represents the weighted average sales price ranging in price from $212.215 to $213.000. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F14The sales price represents the weighted average sales price ranging in price from $213.540 to $214.870. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F2The sales price represents the weighted average sales price ranging in price from $207.100 to $208.060. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $208.280 to $208.890. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $209.400 to $210.220. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $210.550 to $211.460. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $212.320 to $212.750. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The transactions reported on this Form 4 were effected pursuant to a separate Rule 10(b)5-1 trading plan adopted by the reporting person on May 9, 2016.
- F8The sales price represents the weighted average sales price ranging in price from $206.950 to $207.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F9The sales price represents the weighted average sales price ranging in price from $207.980 to $208.890. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.