SEC Form 4 · accession 0001016125-16-000207
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Yanover
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | Aug 3, 2016 | A | 509 | $0.00 | A | 35,331 | D | |
| Common StockF2 | holding | — | — | — | 3,360 | I | By Spouse | |
| Common Stock | holding | — | — | — | 44,026 | I | By GRAT | |
| Common StockF3 | holding | — | — | — | 200 | I | As trustee for trust for the trust f/b/o grandchild A | |
| Common StockF3 | holding | — | — | — | 200 | I | As trustee for trust for the trust f/b/o grandchild B | |
| Common StockF3 | holding | — | — | — | 200 | I | As trustee for trust for the trust f/b/o grandchild C | |
| Common StockF3 | holding | — | — | — | 200 | I | As trustee for trust for the trust f/b/o grandchild D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes transfer of 2,311 shares which were previously reported as indirectly owned by a Grantor Retained Annuity Trust ("GRAT").
- F2These shares are held by Judith Yanover, Mr. Yanover's spouse.
- F3Mr. Yanover is the trustee for the trust for the benefit of his grandchild that does not share the reporting person's household. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.