SEC Form 4 · accession 0001016125-16-000159
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell K Dauerman
Officer — Exec. VP, CFO and Treasurer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2016 | S | 900 | $156.42 | D | 164,731 | D | |
| Common StockF1,F3 | Feb 16, 2016 | S | 1,300 | $157.738 | D | 163,431 | D | |
| Common StockF1,F4 | Feb 16, 2016 | S | 4,064 | $158.573 | D | 159,367 | D | |
| Common StockF1,F5 | Feb 16, 2016 | S | 2,600 | $159.715 | D | 156,767 | D | |
| Common StockF1,F6 | Feb 16, 2016 | S | 1,100 | $160.912 | D | 155,667 | D | |
| Common StockF1,F7 | Feb 16, 2016 | S | 2,100 | $161.806 | D | 153,567 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on November 2, 2015.
- F2The sales price represents the weighted average sales price ranging in price from $155.950 to $156.920. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $157.060 to $157.930. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $158.120 to $159.020. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $159.330 to $160.310. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $160.420 to $161.410. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $161.420 to $162.120. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.