SEC Form 4 · accession 0001016125-15-000117
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell K Dauerman
Officer — Exec. VP, CFO and Treasurer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1,F2 | Nov 10, 2015 | S | 3,000 | $202.945 | D | 146,940 | D | |
| Restricted Stock AwardF1,F3 | Nov 10, 2015 | S | 6,726 | $203.842 | D | 140,214 | D | |
| Restricted Stock AwardF1,F4 | Nov 10, 2015 | S | 3,400 | $205.048 | D | 136,814 | D | |
| Restricted Stock AwardF1,F5 | Nov 10, 2015 | S | 3,001 | $205.646 | D | 133,813 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 5, 2015.
- F2The sales price represents the weighted average sales price ranging in price from $202.330 to $203.300. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $203.390 to $204.350. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $204.440 to $205.430. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $205.440 to $205.980. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.