SEC Form 4 · accession 0001016125-15-000116
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Swick
Officer — Senior VP, Enterprise Sales
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | S | 2,300 | $203.124 | D | 78,292 | D | |
| Common StockF1,F3 | Nov 10, 2015 | S | 3,100 | $203.968 | D | 75,192 | D | |
| Common StockF1,F4 | Nov 10, 2015 | S | 2,969 | $205.103 | D | 72,223 | D | |
| Common StockF1 | Nov 10, 2015 | S | 100 | $205.76 | D | 72,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 5, 2015
- F2The sales price represents the weighted average sales price ranging in price from $202.630 to $203.600. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $203.630 to $204.460. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $204.750 to $205.580. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.