SEC Form 4 · accession 0001016125-15-000115
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Rogers
Officer — Senior VP, Technology
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | S | 2,300 | $202.958 | D | 83,289 | D | |
| Common StockF1,F3 | Nov 10, 2015 | S | 4,000 | $203.952 | D | 79,289 | D | |
| Common StockF1,F4 | Nov 10, 2015 | S | 3,926 | $205.097 | D | 75,363 | D | |
| Common StockF1 | Nov 10, 2015 | S | 100 | $205.77 | D | 75,263 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 5, 2015.
- F2The sales price represents the weighted average sales price ranging in price from $202.500 to $203.440. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $203.530 to $204.495 The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $204.750 to $205.580. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.