SEC Form 4 · accession 0001016125-15-000114
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Scherr
Officer — Vice-Chairman & COO · Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 10, 2015 | S | 2,900 | $202.925 | D | 294,044 | D | |
| Common StockF1,F3 | Nov 10, 2015 | S | 6,149 | $203.81 | D | 287,895 | D | |
| Common StockF1,F4 | Nov 10, 2015 | S | 2,568 | $204.879 | D | 285,327 | D | |
| Common StockF1,F5 | Nov 10, 2015 | S | 3,543 | $205.564 | D | 281,784 | D | |
| Common StockF6 | Nov 10, 2015 | S | 3,200 | $202.979 | D | 278,584 | D | |
| Common StockF7 | Nov 10, 2015 | S | 2,400 | $203.85 | D | 276,184 | D | |
| Common StockF8 | Nov 10, 2015 | S | 8,584 | $205.357 | D | 267,600 | D | |
| Common StockF9 | Nov 10, 2015 | S | 1,300 | $205.798 | D | 266,300 | D | |
| Common Stock | holding | — | — | — | 4,594 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F115,160 shares sold reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 5, 2015.
- F2The sales price represents the weighted average sales price ranging in price from $202.330 to $203.260. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $203.340 to $204.270. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $204.380 to $205.270. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $205.400 to $205.830. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $202.620 to $203.600. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $203.650 to $204.040. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F8The sales price represents the weighted average sales price ranging in price from $204.720 to $205.710. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F9The sales price represents the weighted average sales price ranging in price from $205.740 to $205.925. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.