SEC Form 4 · accession 0001016125-15-000017
ULTIMATE SOFTWARE GROUP INC · ULTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Scherr
Officer — Vice-Chairman & COO · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016125
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 30, 2015 | S | 933 | $166.17 | D | 353,366 | D | |
| Common StockF1,F3 | Apr 30, 2015 | S | 1,062 | $166.61 | D | 352,304 | D | |
| Common StockF1,F4 | Apr 30, 2015 | S | 4,338 | $167.82 | D | 347,966 | D | |
| Common StockF1,F5 | Apr 30, 2015 | S | 5,000 | $168.91 | D | 342,966 | D | |
| Common StockF6 | Apr 30, 2015 | S | 6,000 | $164.60 | D | 12,261 | I | GRAT |
| Common StockF7 | Apr 30, 2015 | S | 7,667 | $165.73 | D | 4,594 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 5, 2015.
- F2The sales price represents the weighted average sales price ranging in price from $166.020 to $166.250. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F3The sales price represents the weighted average sales price ranging in price from $166.500 to $166.820. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F4The sales price represents the weighted average sales price ranging in price from $167.690 to $167.940. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F5The sales price represents the weighted average sales price ranging in price from $168.880 to $169.150. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F6The sales price represents the weighted average sales price ranging in price from $164.300 to $165.143. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- F7The sales price represents the weighted average sales price ranging in price from $165.460 to $166.020. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.