SEC Form 4 · accession 0001015780-18-000109
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Simonich
Officer — Principal Accounting Officer
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | P | 1,943 | $51.5038 | A | 26,330 | D |
Table II — derivative securities
No Table II lines on this filing.