SEC Form 3 · accession 0001015780-16-000154
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Koebler
Officer — EVP & Chief Risk Officer
Period of report
May 12, 2016
Accepted (ET)
May 20, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 55,335 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 55,335 previously granted restricted stock units which vest over three years, with one-third vesting on April 8, 2017; one-third vesting on April 8, 2018; and the remaining one-third vesting on April 8, 2019.