SEC Form 4 · accession 0001571049-17-000045
AWARE INC /MA/ · AWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent P Johnstone
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 3, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | A | 5,000 | $0.00 | A | 44,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.10 | holding | — | — | — | — | May 9, 2017 | Common Stock | 20,834 | 20,834 | D |
Explanation of responses
- F1Shares of unrestricted stock issued to reporting person on January 3, 2017.
- F2Vests in 12 substantially equal quarterly installments on the last day of each quarter from June 30, 2012 to March 31, 2015.