SEC Form 4 · accession 0001571049-15-000044
AWARE INC /MA/ · AWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Connolly
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 5,000 | $0.00 | A | 40,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.09 | holding | — | — | — | — | Jan 18, 2017 | Common Stock | 4,168 | 4,168 | D |
Explanation of responses
- F1Shares of unrestricted stock issued to reporting person on January 2, 2015.
- F2Vests in 12 substantially equal quarterly installments on the last day of each quarter from March 31, 2012 to December 31, 2014.