SEC Form 4 · accession 0001179110-18-009356
AWARE INC /MA/ · AWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stafford Jr.
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2018 | M | 5,000 | $0.00 | A | 5,000 | D | |
| Common Stock | Jul 2, 2018 | G | 5,000 | $0.00 | D | 0 | D | |
| Common Stock | Jul 2, 2018 | G | 5,000 | $0.00 | A | 341,671 | I | By Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Unrestricted Stock Award (Right to Acquire)F1 | $0.00 | Jul 2, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.