SEC Form 4 · accession 0001179110-18-000377
AWARE INC /MA/ · AWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stafford Jr.
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jan 3, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2017 | G | 5,000 | $0.00 | D | 0 | D | |
| Common Stock | Jul 3, 2017 | G | 5,000 | $0.00 | A | 331,671 | I | By Revocable Trust |
| Common StockF1 | Jan 2, 2018 | M | 5,000 | $0.00 | A | 5,000 | D | |
| Common Stock | Jan 2, 2018 | G | 5,000 | $0.00 | D | 0 | D | |
| Common Stock | Jan 2, 2018 | G | 5,000 | $0.00 | A | 336,671 | I | By Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Unrestricted Stock Award (Right to Acquire)F1 | $0.00 | Jan 2, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.