SEC Form 4 · accession 0001144204-18-037193
AWARE INC /MA/ · AWRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Martin
Officer — Chief Financial Officer
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2018 | A | 5,358 | $0.00 | A | 37,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Unrestricted Stock AwardF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Shares of unrestricted stock issued to reporting person on July 2, 2018.
- F2Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates