SEC Form 4 · accession 0000908834-16-000535
RIVER VALLEY BANCORP · RIVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred W Koehler
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 1, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, without par valueF1 | Mar 1, 2016 | D | 57,516 | — | D | 0 | D | |
| Common stock, without par valueF1 | Mar 1, 2016 | D | 29,637 | — | D | 0 | I | By trust (spouse as trustee) |
| Common stock, without par valueF1 | Mar 1, 2016 | D | 600 | — | D | 0 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were disposed of pursuant to a merger agreement between the issuer and German American Bancorp, Inc. in exchange for (i) $9.90 in cash per issuer share, and (ii) 0.770 common shares of German American Bancorp, Inc. per issuer share (plus cash in lieu of fractional shares based on 20-day average closing price for German American Bancorp, Inc. shares). The market value per common share of German American Bancorp, Inc. on the effective date of the merger was $32.32.