SEC Form 4 · accession 0001062993-15-005898
UNITED STATES ANTIMONY CORP · UAMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Reed
10% Owner
Period of report
Nov 10, 2015
Accepted (ET)
Nov 10, 2015 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock $.01 par value per shareF1 | Nov 10, 2015 | P | 30,000 | $0.30 | A | 961,681 | I | See footnote 1 |
| Common stock $.01 par value per shareF2 | holding | — | — | — | 2,336,554 | I | See footnote 2 | |
| Common stock $.01 par value per shareF3 | holding | — | — | — | 76,139 | I | See footnote 3 | |
| Common stock $.01 par value per shareF4 | holding | — | — | — | 1,500,000 | I | See footnote 4 | |
| Common stock $.01 par value per shareF5 | holding | — | — | — | 3,244,365 | I | See footnote 5 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by ReedFLP 5.
- F2Liv Trust SUSAN K REED TTEE SUSAN K REED REVOCABLE TRUST U/A DTD 04/28/2006 to SUSAN K. REED 2014 Qualified Annuity Interest Trust.
- F3Represents the number of shares held in the Kenneth M Reed, M.D., P.C. Profit Sharing Plan (Plan) in which Kenneth M Reed has a pecuniary interest as a plan participant. Kenneth M Reed is the sole trustee of the Plan. Susan K Reed disclaims beneficial ownership of the shares held in the plan.
- F4Represents shares held in trust for Allison Reed, Kaitlin Reed, and Jonathan Reed.
- F5Represents shares held in Susan K.Reed Grantor Retained Annuity Trust I (trust). Susan K. Reed is the annuity recipient and the sole trustee of the Trust. Kenneth M Reed disclaims beneficial ownership of the shares held by the Trust.