SEC Form 4 · accession 0001015328-19-000041
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Eisenhuth
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2019 | A | 1,167 | $0.00 | A | 10,053 | D | |
| Common Stock | Jan 25, 2019 | M | 1,732 | $30.98 | A | 11,785 | D | |
| Common Stock | Jan 25, 2019 | M | 1,466 | $37.85 | A | 13,251 | D | |
| Common Stock | Jan 25, 2019 | M | 2,769 | $46.86 | A | 16,020 | D | |
| Common Stock | Jan 25, 2019 | M | 3,600 | $44.11 | A | 19,620 | D | |
| Common Stock | Jan 25, 2019 | M | 2,802 | $40.87 | A | 22,422 | D | |
| Common Stock | Jan 25, 2019 | F | 8,689 | $72.69 | D | 13,733 | D | |
| Common Stock | holding | — | — | — | 25 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy) | $30.98 | Jan 25, 2019 | M | 1,732 | D | Jan 26, 2015 | Jan 26, 2019 | Common Stock | 1,732 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $37.85 | Jan 25, 2019 | M | 1,466 | D | Jan 24, 2016 | Jan 24, 2020 | Common Stock | 1,466 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $46.86 | Jan 25, 2019 | M | 2,769 | D | Jan 23, 2017 | Jan 23, 2021 | Common Stock | 2,769 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $44.11 | Jan 25, 2019 | M | 3,600 | D | Jan 22, 2018 | Jan 22, 2022 | Common Stock | 3,600 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $40.87 | Jan 25, 2019 | M | 2,802 | D | Jan 28, 2018 | Jan 28, 2023 | Common Stock | 2,802 | 1,399 | D |
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.