SEC Form 4 · accession 0001015328-19-000039
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Larson
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2019 | A | 1,212 | $0.00 | A | 8,288 | D | |
| Common Stock | Jan 25, 2019 | M | 2,265 | $30.98 | A | 10,553 | D | |
| Common Stock | Jan 25, 2019 | S | 2,265 | $72.65 | D | 8,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $30.98 | Jan 25, 2019 | M | 2,265 | D | Jan 26, 2015 | Jan 26, 2019 | Common Stock | 2,265 | 0 | D |
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.