SEC Form 4 · accession 0001015328-18-000155
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Crane
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 20, 2018
Accepted (ET)
Jul 23, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2018 | M | 954 | $33.28 | A | 17,272 | D | |
| Common Stock | Jul 20, 2018 | S | 954 | $90.96 | D | 16,318 | D | |
| Common Stock | holding | — | — | — | 1,207 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $33.28 | Jul 20, 2018 | M | 954 | D | Aug 3, 2014 | Aug 3, 2018 | Common Stock | 954 | 0 | D |