SEC Form 4 · accession 0001015328-18-000117
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Murphy
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Apr 20, 2018
Accepted (ET)
Apr 24, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2018 | S | 1,795 | $90.99 | D | 0 | I | by Spouse |
| Common StockF1 | holding | — | — | — | 27,525 | D | ||
| Common Stock | holding | — | — | — | 3,199 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Two of the Reporting Person's previous Form 4 filings, filed on October 25, 2013 and January 28, 2013, reporting gifts of 510 shares of common stock and 851 shares of common stock, respectively, were inadvertently reported as dispositions from the Reporting Person's indirect ownership of common stock. Such dispositions are reflected in the Reporting Person's total direct ownership of common stock in this Report. Accordingly, the Reporting Person beneficially owned 1,795 shares of common stock with indirect ownership prior to the transaction reported above.