SEC Form 4 · accession 0001015328-18-000100
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marla F Glabe
Director
Period of report
May 21, 2015
Accepted (ET)
Apr 3, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2015 | P | 2 | $44.12 | A | 5,637 | D | |
| Common StockF3 | May 27, 2016 | P | 3 | $52.58 | A | 5,640 | D | |
| Common StockF3 | Aug 26, 2016 | P | 4 | $54.81 | A | 5,644 | D | |
| Common StockF3 | Nov 28, 2016 | P | 5 | $65.61 | A | 5,649 | D | |
| Common StockF3 | Feb 24, 2017 | P | 5 | $75.25 | A | 5,654 | D | |
| Common StockF3 | May 26, 2017 | P | 8 | $71.03 | A | 5,662 | D | |
| Common StockF3 | Aug 25, 2017 | P | 8 | $73.12 | A | 5,670 | D | |
| Common StockF3 | Nov 27, 2017 | P | 7 | $79.25 | A | 5,677 | D | |
| Common StockF4 | Mar 31, 2018 | A | 369 | $82.37 | A | 6,046 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Two (2) shares of Common Stock issued to Ms. Glabe via dividend reinvestments, before she commenced service as a director of the Company on May 21, 2015, inadvertently were not previously reported.
- F2The price reported is the weighted average price. The shares were purchased in multiple dividend reinvestment transactions at prices ranging from $33.75 to $52.48. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F3The Issuer inadvertently did not report 40 shares owned by Reporting Person that were purchased through dividend reinvestments.
- F4Shares earned for the first quarter of 2018 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.