SEC Form 4 · accession 0001015328-17-000208
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Wehmer
Officer — PRESIDENT AND CEO · Director
Period of report
Oct 23, 2017
Accepted (ET)
Oct 24, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2017 | M | 9,000 | $40.87 | A | 121,873 | D | |
| Common StockF1 | Oct 23, 2017 | S | 9,000 | $79.91 | D | 112,873 | D | |
| Common Stock | holding | — | — | — | 7,085 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 46,376 | I | by Spouse | |
| Common Stock | holding | — | — | — | 4,950 | I | FBO children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $40.87 | Oct 23, 2017 | M | 9,000 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 37,346 | 28,346 | D |
Explanation of responses
- F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $79.23 to $81.19, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.