SEC Form 4 · accession 0001015328-17-000163
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Dykstra
Officer — SENIOR EVP AND COO
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 6,926 | $37.85 | A | 185,651 | D | |
| Common Stock | Jul 21, 2017 | M | 11,755 | $46.86 | A | 197,406 | D | |
| Common Stock | Jul 21, 2017 | M | 8,180 | $30.98 | A | 205,586 | D | |
| Common Stock | Jul 21, 2017 | S | 26,861 | $76.82 | D | 178,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy) | $30.98 | Jul 21, 2017 | M | 8,180 | D | Jan 26, 2015 | Jan 26, 2019 | Common Stock | 8,180 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $37.85 | Jul 21, 2017 | M | 6,926 | D | Jan 24, 2016 | Jan 24, 2020 | Common Stock | 6,926 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $46.86 | Jul 21, 2017 | M | 11,755 | D | Jan 23, 2017 | Jan 23, 2021 | Common Stock | 11,755 | 0 | D |