SEC Form 4 · accession 0001015328-17-000161
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Murphy
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 4,386 | $37.85 | A | 32,834 | D | |
| Common Stock | Jul 21, 2017 | M | 7,836 | $46.86 | A | 40,670 | D | |
| Common Stock | Jul 21, 2017 | S | 12,222 | $77.17 | D | 28,448 | D | |
| Common Stock | holding | — | — | — | 3,180 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 434 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy) | $37.85 | Jul 21, 2017 | M | 4,386 | D | Jan 24, 2016 | Jan 24, 2020 | Common Stock | 4,386 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $46.86 | Jul 21, 2017 | M | 7,836 | D | Jan 23, 2017 | Jan 23, 2021 | Common Stock | 7,836 | 0 | D |