SEC Form 4 · accession 0001015328-17-000159
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Stoehr
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 3,060 | $33.28 | A | 12,289 | D | |
| Common Stock | Jul 21, 2017 | M | 3,356 | $30.98 | A | 15,645 | D | |
| Common Stock | Jul 21, 2017 | M | 3,409 | $37.85 | A | 19,054 | D | |
| Common Stock | Jul 21, 2017 | M | 5,783 | $46.86 | A | 24,837 | D | |
| Common Stock | Jul 21, 2017 | M | 4,878 | $44.11 | A | 29,715 | D | |
| Common Stock | Jul 21, 2017 | M | 2,829 | $40.87 | A | 32,544 | D | |
| Common Stock | Jul 21, 2017 | S | 23,315 | $76.86 | D | 9,229 | D | |
| Common Stock | Jul 21, 2017 | S | 1,828 | $77.41 | D | 7,401 | D | |
| Common Stock | Jul 21, 2017 | S | 20 | $77.46 | D | 7,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $33.28 | Jul 21, 2017 | M | 3,060 | D | Aug 3, 2014 | Aug 3, 2018 | Common Stock | 3,060 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $30.98 | Jul 21, 2017 | M | 3,356 | D | Jan 26, 2015 | Jan 26, 2019 | Common Stock | 3,356 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $37.85 | Jul 21, 2017 | M | 3,409 | D | Jan 24, 2016 | Jan 24, 2020 | Common Stock | 3,409 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $46.86 | Jul 21, 2017 | M | 5,783 | D | Jan 23, 2017 | Jan 23, 2021 | Common Stock | 5,783 | 0 | D |
| Non-Qualified Stock Opion (right to buy) | $44.11 | Jul 21, 2017 | M | 4,878 | D | Jan 22, 2017 | Jan 22, 2022 | Common Stock | 4,878 | 2,439 | D |
| Non-Qualified Stock Opion (right to buy) | $40.87 | Jul 21, 2017 | M | 2,829 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 2,829 | 5,658 | D |