SEC Form 4 · accession 0001015328-17-000158
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Wehmer
Officer — PRESIDENT AND CEO · Director
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 24,606 | $44.11 | A | 137,352 | D | |
| Common Stock | Jul 21, 2017 | M | 5,173 | $40.87 | A | 142,525 | D | |
| Common Stock | Jul 21, 2017 | S | 29,779 | $76.89 | D | 112,746 | D | |
| Common Stock | holding | — | — | — | 7,085 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 46,376 | I | by Spouse | |
| Common Stock | holding | — | — | — | 4,950 | I | FBO children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy) | $44.11 | Jul 21, 2017 | M | 24,606 | D | Jan 22, 2017 | Jan 22, 2022 | Common Stock | 24,606 | 12,301 | D |
| Non-Qualified Stock Opion (right to buy) | $40.87 | Jul 21, 2017 | M | 5,173 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 5,173 | 37,346 | D |