SEC Form 4 · accession 0001015328-17-000053
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Murphy
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 25, 2017
Accepted (ET)
Jan 30, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2017 | A | 1,801 | $0.00 | A | 29,420 | D | |
| Common Stock | Jan 25, 2017 | G | 411 | $0.00 | D | 29,009 | D | |
| Common StockF2 | holding | — | — | — | 3,180 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 434 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
- F2Reflects a decrease of 7 shares held in the Company's 401(k) Plan during 2016.