SEC Form 4 · accession 0001015328-17-000046
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Stoehr
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2017 | A | 1,328 | $0.00 | A | 9,713 | D | |
| Common Stock | holding | — | — | — | 415 | I | FBO minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
- F2Includes 347 shares previously purchased by the Reporting Person through the Company's ESPP Plan, which were reported as shares purchased under the ESPP Plan but which now are held in the brokerage account of the Reporting Person.