SEC Form 4 · accession 0001015328-17-000033
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Larson
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 2,040 | $33.28 | A | 9,708 | D | |
| Common Stock | Jan 25, 2017 | S | 40 | $72.54 | D | 9,668 | D | |
| Common Stock | Jan 25, 2017 | S | 2,000 | $72.57 | D | 7,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $33.28 | Jan 25, 2017 | M | 2,040 | D | Aug 3, 2014 | Aug 3, 2018 | Common Stock | 2,040 | 0 | D |