SEC Form 4 · accession 0001015328-16-000379
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leona A Gleason
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | M | 10,000 | $30.76 | A | 16,995 | D | |
| Common Stock | Jul 22, 2016 | F | 7,091 | $53.23 | D | 9,904 | D | |
| Common Stock | holding | — | — | — | 1,846 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $30.76 | Jul 22, 2016 | M | 10,000 | D | Jan 4, 2012 | Jan 4, 2017 | Common Stock | 10,000 | 0 | D |