SEC Form 4/A · accession 0001015328-16-000329
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Zed S Francis III
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 6, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2016 | A | 540 | $48.52 | A | 5,852 | D | |
| Common Stock | holding | — | — | — | 4,132 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares earned for the first quarter of 2016 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.
- F2The Issuer previously reported on the Form 3 dated May 28, 2015 a duplicate of 309 shares owned by Reporting Person. This report is being filed to rectify the inadvertent duplication.