SEC Form 4 · accession 0001015328-16-000327
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K Heitmann
Director
Period of report
May 22, 2008
Accepted (ET)
Apr 4, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2008 | A | 85 | $0.00 | A | 16,987 | D | |
| Common StockF2 | Mar 31, 2016 | A | 193 | $48.52 | A | 17,180 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock issued to Mr. Heitmann, before he commenced service as a director of the Company eight years ago, inadvertently was not reported previously.
- F2Shares earned for the first quarter of 2016 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.