SEC Form 4 · accession 0001015328-16-000279
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Dykstra
Officer — SENIOR EVP AND COO
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2016 | A | 2,930 | $0.00 | A | 178,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy)F2 | $40.87 | Jan 28, 2016 | A | 16,790 | A | — | Jan 28, 2023 | Common Stock | 16,790 | 16,790 | D |
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
- F2Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Option shares vest at a rate of one-third on each of the first three anniversaries of the date of grant.