SEC Form 4 · accession 0001015328-15-000173
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa J Pattis
Officer — EVP, GENERAL COUNSEL AND SEC
Period of report
Aug 5, 2015
Accepted (ET)
Aug 5, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | S | 3,732 | $54.37 | D | 5,141 | D | |
| Common Stock | holding | — | — | — | 1,916 | I | by ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $54.36 to $54.39, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.