SEC Form 4 · accession 0001015328-15-000165
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Fleshood
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2015 | M | 20,000 | $50.60 | A | 25,544 | D | |
| Common StockF1 | Jul 20, 2015 | S | 20,000 | $55.01 | D | 5,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy) | $50.60 | Jul 20, 2015 | M | 20,000 | D | Aug 15, 2010 | Aug 15, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $54.85 to $55.11, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.