SEC Form 4 · accession 0001015328-15-000023
WINTRUST FINANCIAL CORP · WTFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leona A Gleason
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | A | 1,061 | $0.00 | A | 6,570 | D | |
| Common StockF2 | holding | — | — | — | 1,829 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Opion (right to buy)F3 | $44.11 | Jan 22, 2015 | A | 4,968 | A | — | Jan 22, 2022 | Common Stock | 4,968 | 4,968 | D |
Explanation of responses
- F1Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
- F2Includes 18 shares purchased by reporting person during 2014 in the Company's Employee Stock Purchase Plan.
- F3Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Option shares vest at a rate of one-third on each of the first three anniversaries of the date of grant.