SEC Form 4 · accession 0001209191-16-135922
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal I Goldman
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 8, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | P | 25,000 | $1.05 | A | 120,000 | I | By Neal Goldman IRA |
| Common Stock | holding | — | — | — | 167,407 | D | ||
| Common StockF1 | holding | — | — | — | 250,000 | I | By Goldman Partners, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney