SEC Form 4 · accession 0001209191-16-122116
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Butler
Director
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 350,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.10 | May 18, 2016 | A | 45,454 | A | May 18, 2017 | May 18, 2026 | common stock | 45,454 | 45,454 | D |
Explanation of responses
- F1This option vests and becomes exercisable on the date of the 2017 Annual Shareholder's Meeting.