SEC Form 4 · accession 0001209191-16-100444
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Larkin
Officer — COO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2016 | D | 15,000 | $0.00 | D | 204,957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents cancellation of 15,000 shares of performance-based restricted stock originally granted on May 6, 2015. These shares were cancelled because the performance goals associated with the grant were not achieved at the target level.