SEC Form 4 · accession 0001209191-15-070269
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Larkin
Officer — COO
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 8:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 219,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $1.23 | Sep 9, 2015 | A | 50,000 | A | Sep 9, 2015 | Sep 9, 2025 | common stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Option vests and becomes exercisable in four equal annual installments beginning on September 9, 2015.