SEC Form 4 · accession 0001181431-15-007338
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George R. Cattermole
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 8:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 472,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.37 | May 20, 2015 | A | 36,496 | A | May 20, 2016 | May 20, 2025 | common stock | 36,496 | 36,496 | D |
Explanation of responses
- F1This option vests and becomes exercisable on the date of the 2016 Annual Shareholders' Meeting.