SEC Form 4 · accession 0001144204-18-058831
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benedetta I Casamento
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.9999 | Nov 8, 2018 | A | 50,005 | A | Nov 8, 2019 | Nov 8, 2028 | Common stock | 50,005 | 50,005 | D |
Explanation of responses
- F1Option vests and becomes exercisable on the date of the 2019 Annual Shareholders' Meeting.