SEC Form 4/A · accession 0001144204-18-058378

CHARLES & COLVARD LTD · CTHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Dec 11, 2017

Accepted (ET)

Nov 8, 2018 · 4:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001015155

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 11, 2017	P	15,100	$1.509	A	15,100	I	By IRA
Common Stock^F2	Dec 11, 2017	P	2,800	$1.428	A	2,800	D
Common Stock^F2	Feb 14, 2018	G	2,800	$0.00	D	0	D
Common Stock^F1,F3,F2	Feb 14, 2018	G	2,800	$0.00	A	2,800	I	By parents

No Table II lines on this filing.

F1The total amount of shares beneficially owned following the reported transactions reflects the number of shares beneficially owned by Ms. Lividini as of the date this report is being filed.
F2This amendment is being filed to correct the ownership form of the 15,100 shares acquired, which was inadvertently reported on the original filing as direct. Columns six and seven have been adjusted to reflect this correction. This amendment is also being filed to report additional transactions that occurred on the date of, and subsequent to, the original transaction.
F3This transaction involved a gift of securities by Ms. Lividini to her parents' brokerage account over which Ms. Lividini has power of attorney. Ms. Lividini disclaims beneficial ownership of the shares held in her parents' brokerage account, and this report should not be deemed an admission that Ms. Lividini is the beneficial owner of her parents' shares for purposes of Section 16 or for any other purpose.