SEC Form 4 · accession 0001144204-18-045160
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don O'Connell
Officer — COO
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2018 | D | 21,394 | $0.00 | D | 137,202 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents cancellation of 21,394 shares of performance-based restricted stock originally granted on January 30, 2018. These shares were cancelled because the performance goals associated with the grant were not achieved at the target level.