SEC Form 4/A · accession 0001144204-17-031737
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Benedetta I Casamento
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 8, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $0.86 | May 30, 2017 | A | 58,139 | A | May 16, 2018 | May 30, 2027 | Common stock | 58,139 | 58,139 | D |
Explanation of responses
- F1Option vests and becomes exercisable on the date of the 2018 Annual Shareholders' Meeting.
- F2This amendment is being filed solely to correct the exercise price and number of shares acquired, which were inadvertently reported on the original filing as $0.84 and 59,523, respectively. Columns two, five, seven and nine have been adjusted to reflect these corrections.