SEC Form 4 · accession 0001144204-17-031096
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaqui Lividini
Director
Period of report
May 17, 2017
Accepted (ET)
Jun 5, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.90 | May 17, 2017 | A | 55,555 | A | May 16, 2018 | May 17, 2027 | Common stock | 55,555 | 55,555 | D |
Explanation of responses
- F1Option vests and becomes exercisable on the date of the 2018 Annual Shareholders' Meeting.