SEC Form 4 · accession 0001144204-17-010996
CHARLES & COLVARD LTD · CTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clint J. Pete
Officer — Interim CFO
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2017 | A | 75,000 | $0.00 | A | 75,000 | D | |
| Common Stock | holding | — | — | — | 5,500 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance-based restricted stock will vest, subject to achievement of performance goals, on February 23, 2018.